results for "Misstatement In Prospectus"

  • A Study on the Legal Implications for Misstatements in the Prospectusin India

    INTRODUCTION… When any company reaches out to the public to fund its visions, it is the prospectus that they send out –that ‘letter of...

    4027 Words | 13 Pages

  • Applied company Law

    document: prospectus, a short form prospectus, an offer information statement and a profile statement. Numine Ltd needs to...

    894 Words | 2 Pages

  • Auditors And directors liability to third party

    like shareholders, investors ,tax authorities , government bodies are depending on it. However, in these scenario, as an investor i have relied on...

    459 Words | 2 Pages

  • Formation

    In the case of a public company, the following further steps are required to be taken before it can commence business. 5. The Prospectus or...

    8243 Words | 22 Pages

  • Securities Regulation Outline 1

    towards materiality if: Misstatement masks a change in earnings or other trends Misstatement hides a failure to meet...

    4902 Words | 16 Pages

  • Securities Regulation Outline

    Act) a. Regulates primary market transactions b. Three Approaches i. Mandatory Disclosure (registration document and...

    29205 Words | 148 Pages

  • Corporate Law Assignment 3

    than one share. 6. Prospectus Any document issued as prospectus and includes any notices, advertisements, or other...

    990 Words | 9 Pages

  • Securities Regulation Outline - Rose

    fund, Blackstone receives 1.5%/20% o Blackstone went public in 2007 • Sells shares to investors • Securities class action follows  Alleged...

    20479 Words | 80 Pages

  • Secreg

    §11 sets forth in detail the liabilities arising from misstatements or omissions in a registration statement. • §12(a)(1) establishes civil...

    44922 Words | 142 Pages

  • Example of a Representation Letter

    is written to you in connection with the prospectus dated XXXXXXX 20XX, filed by [Company Name]. In that connection we advise you that since...

    1375 Words | 4 Pages

  • Veil of Incorporation

    companies cannot operate or carry on business with less than the minimum number of members. Companies must issue its prospectus under...

    4006 Words | 10 Pages

  • Securities Paredes3 03

    without Effective Registration. § 5(b): Issuance of Prospectus must conform to § 10. § 5(c): Requires filing of registration statement....

    8832 Words | 19 Pages

  • Prospectus Directive

    The definition given by Section 43(2) of the companies Act 1963 of a prospectus is “any prospectus, notice, circular,...

    1489 Words | 4 Pages

  • Assurance Engagement

    Measure and record transaction data 2. Assess the risk of material misstatement in management’s financial statements 3. Classify and...

    7834 Words | 29 Pages

  • Hk Ipo

    information provided. © Herbert Smith 2006 Herbert Smith – HK IPO Guide Contents Regulatory background 1. 2. 3. Offers of securities – is a...

    45008 Words | 141 Pages

  • Tort of Negligence

    looking for funds to expand. Two months ago, the directors of HCL issued a prospectus to existing shareholders describing HCL’s huge regional...

    5541 Words | 17 Pages

  • Features of IPO

    shall apply to all the stock exchenges in Bangladesh within 7 (seven) working days from the date of consent accorded by the Commission to issue the...

    1750 Words | 6 Pages

  • Investors Awareness

    underwriters 4) Punitive action: * Under the Companies Act in sec. 62,63 and 209 A.-Company provide compensation for losses arising out of...

    322 Words | 2 Pages

  • Content

    often adopted in audits. In the case of financial audits, a set of financial statements are said to be true and fair when they are free of material...

    1361 Words | 5 Pages

  • Slain

    Common law remedies available to defrauded investors A. Contract Remedy: Breach of warranty, express or implied unsuccessful, carefully drafted...

    22350 Words | 48 Pages

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