"Discuss how administrative agencies like the securities and exchange commission" Essays and Research Papers

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    Administrative Law

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    for understanding Admin. law. 3 ½ hrs. to complete exam. I. The Origin and Mandate of Administrative Agencies Purpose 1. Regulate personal behavior of individuals and businesses; licenses; etc. 2. Pursuit of social policy (strategic) a. Determine social policy b. Includes impact and cost/benefit analysis 3. Pursuit of efficiency (tactical) a. Once we agree on a social policy‚ how do we execute efficiently b. Also includes impact and cost/benefit analysis Theories

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    The Securities Exchange Act of 1934 enabled the government to convict inside traders. Section 10b5 of this act defines exactly what constitutes illegal insider trading (Yoon & McGee‚ 2012). It was not until the first insider trading conviction in 1961 that people

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    341 AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION v RICH and Others 5 SUPREME COURT OF NEW SOUTH WALES — EQUITY DIVISION AUSTIN J 10 1‚ 18 November 2002‚ 24 February 2003 — Sydney [2003] NSWSC 85 15 20 25 30 Directors — Duties — Non-executive chairman of directors — Statutory duty of care — Responsibilities — Usual practice of chairmen of listed Australian companies — Duty to keep informed — (CTH) Corporations Act 2001 s 180(1)(b). Words and phrases — “responsibilities within the corporation”

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    Administrative Law

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    Royal Commission 1992 7 Report of the Senate Select Committee 2002 7 Forms of accountability 8 1. Political accountability 8 2. Financial Accountability 8 3. Administrative Law accountability 9 4. Ethical responsibility and integrity 10 Red-Light‚ Green-Light 11 Red Light Approach 11 Green Light Approach 11 Amber Light approach 11 Foundations of Administrative Law 12 Accountability across the public/private divide 13 Legality: rules‚ discretion & policy 15 What is administrative law

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    Commissions of Inquiry

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    Subject – Administrative Law Commissions of Inquiry [pic] Submitted by: Arvind Srinivas I.D. No. 1555 3rd Year‚ B.A. Ll. B. (Hons.) Date of Submission: 12th September‚ 2010. Research Methodology 1. Aim: This paper aims to make a study of and examine the status‚ relevance and functions of commissions of inquiry. 2. Scope and Limitations: The scope of the paper extends to a descriptive study of

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    The Forestry Commission

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    Summary: The Forestry Commission (established in 1919) is a non-ministerial Britain’s government department holding heavy responsibility for “protecting and expanding forests and woodlands‚ as well as increasing their value to society and the environment”. It takes care of 827‚000 hectares of sustainably-managed woods and forests‚ also plants more than 17 million new trees per year. Working with over 3‚000 members of staffs and other partners such as landowners‚ local authorities‚ communities and

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    similar method of electronic surveillance is used in the United States today. The National Security Agency‚ otherwise known as the NSA‚ is a security organization from the US government that aims to protect

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    European Commission

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    European Commission I have been appointed to describe to you the composition and the powers of the Commission in the European Union. In the following paragraph I will describe the body of the Commission divided in three pillars: First you have the College of the Commissioners‚ then the Directorate-General (DGs) and lastly the cabinets. In the Third paragraph I will briefly describe the powers of the Commission and in the last paragraph I will conclude with an opinion on the question‚ as to how far I

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    Administrative Law

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    1. WHAT IS ADMINISTRATIVE LAW? Administrative law controls the actions of public officials. It developed to allow for decisions of travelling judges to be reviewed. It has five basic components: - Judicial review: review by a court of the legality of a decision; - Merits review: review by a tribunal on the merits of a case; - Internal review: review by the decision-maker‚ as required by statute; - Ombudsman: investigation and reporting by an independent third-party; and - Freedom of information:

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    Sadler Commission

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    Time: Sadler Commission was formed in the year 1917 under the presidentship of Dr. Michael E. Sadler‚ the Vice Chancellor of the university of Leeds. It is also known as Calcutta University Commission of 1917. Object: The main objective of the Commission was ’to inquire into the condition and prospects of the University of Calcutta and to consider the question of a constructive policy in relation to the question it presented’. Besides the Commission was to determine the ideals and standard of

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