April 2001 The Securities and Exchange Commission In 1934 the Securities Exchange Act created the SEC (Securities and Exchange Commission) in response to the stock market crash of 1929 and the Great Depression of the 1930s. It was created to protect U.S. investors against malpractice in securities and financial markets. The purpose of the SEC was and still is to carry out the mandates of the Securities Act of 1933: To protect investors and maintain the integrity of the securities market by amending
Premium
Part-A Securities Exchange Commission Securities Exchange Commission (SEC) is the regulator of the capital market of Bangladesh. SEC was established on 8 June‚ 1993 under the Securities and Exchange Commission Act‚ 1993. The Chairman and the members of the commission are appointed by the government. The commission is a statutory body and attached to the Ministry of Finance. 1. Mission of SEC: i. Protect the interests of securities investors. ii. Develop and maintain fair
Premium Stock exchange Stock market
The U.S. Securities and Exchange Commission In economic society‚ most people like to invest their fortunes in the capital market and security market. As more and more investors join in the investing market which is very complex and fascinating‚ and it can be successful. Unlike the deposits are hypothecated by the federal government‚ stocks‚ bonds and other securities can lose value in capital market because their no surety. So the security and exchange commission play an important role in the capital
Premium Generally Accepted Accounting Principles Balance sheet Stock
The Security and Exchange Commission 1. When‚ Why‚ and by what authority the SEC was formed The SEC was founded in 1934 in the wake of the Great Depression – The SEC was created by section 4 of the Securities Exchange Act of 1934 (now codified as 15 U.S.C 78d and commonly referred to as the 1934 Act). The SEC was established by the United States Congress as an independent‚ quasi-judicial regulatory agency during the Great Depression that followed the Crash of 1929. The main reason for the creation
Premium
Securities And Exchange Commission – SEC (Bangladesh) The definition of SEC can be said simply as an independent national agency that oversees the exchange of securities to protect investors. In addition to regulation and protection‚ it also monitors the corporate takeovers in the country. SEC is designed to promote full public disclosure and to protect the investing public against fraudulent and manipulative practices in the securities markets. The capital market of Bangladesh is regulated by
Premium Stock exchange Finance
Administrative Agency Name Here School Here 1. State the administrative agency which controls the regulation. Explain why this agency and your proposed regulation interests you (briefly). Will this proposed regulation affect you or the business in which you are working? If so‚ how? Submit a copy of the proposed regulation along with your responses to these five questions. The proposed regulation can be submitted as either a separate Word document (.doc) or Adobe file (.pdf). This means you will
Premium Administrative law Rulemaking Government agency
Pick an administrative agency of either the federal or a state government. Find where the current and proposed regulation changes for that agency are located on the Internet (i.e.‚ the Federal Register or the State Administrative Agency website.) Regulations.gov is a good place to begin your research. Pick one proposed regulation change currently under consideration (if you find one that has already closed out but interests you‚ you can use that instead) and write the following regarding it: 1
Premium United States Environmental Protection Agency United States Federal government of the United States
A brief summary of the case is‚ Health Management‚ Inc.‚ a pharmaceutical distributor had a way of calculating their Allowance of doubtful accounts in a way that was not understood by Securities and Exchange Commission and misunderstood by the financial analysts. This caused the financial analysts to put the post earnings per share at $.74 when it was really $.54. Clifford Hotte‚ the CEO‚ was told of the $.20 difference by Drew Bergman‚ the CFO‚ and told him he refused to take the hit‚ because the
Premium Audit Auditing Financial audit
Pick an administrative agency in the USA of either the federal or a state government. Find where the current and proposed regulation changes for that agency are located on the Internet. (i.e.‚ the Federal Register or the State Administrative Agency website.) Regulations.gov is a good place to begin your research. Pick one proposed regulation change currently under consideration (if you find one that has already closed out but interests you‚ you can use that instead) and write the following regarding
Premium Regulation Rulemaking Administrative law
Contents| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington‚ D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended October 27‚ 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file no. 333-133184-12 Neiman Marcus‚ Inc. (Exact
Premium Balance sheet Asset Generally Accepted Accounting Principles