Introduction:SEBI is managed by six members – one chairman (nominated by Central Government)‚ two members (officers of central ministries)‚ one member (from RBI) and remaining two members nominated by Central Government. About SEBI ESTABLISHMENT OF SEBI The Securities and Exchange Board of India was established on April 12‚ 1992 in accordance with the provisions of the Securities and Exchange Board of India Act‚ 1992. PREAMBLE The Preamble of the Securities and Exchange Board of India
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by Harshad Mehta (Mehta) Analysts unanimously felt that if more powers had been given to SEBI‚ the scam would not have happened. As a result‚ the Government of India (GoI) brought in a separate legislation by the name of ’SEBI Act 1992’ and conferred statutory powers to it. Since then‚ SEBI had introduced several stock market reforms. These reforms significantly transformed the face of Indian stock markets. SEBI introduced on-line trading and demat5 of shares which did away with the age-old paper-based
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St. SEBI GUIDELINES FOR BONUS ISSUE SEBI is playing a vital role in regulating capital markets. Offer Documents / Prospectus for almost all types of issues are sent to SEBI for their comments. SEBI has framed guidelines for all types of issues including Bonus Issue. In case of Bonus Issue‚ there is no offer document as there is no involvement of any consideration. No funds are coming into the corpus of the company. Therefore‚ companies are required to just follow the guidelines issued by SEBI
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A OVERVIEW OF INDIAN BROKERAGE INDUSTRY | Equity brokerage industry in India is experiencing rapid growth and diversity. Following the wide range of stock market reforms in the early 2000’s‚ brokerage industry underwent major transformations from being engaged in only brokerage business to offering a wide range of financial services. A modern broking house in India may well be a corporate entity that offers a wide range of products‚ relies on research for advice‚ uses modern technology‚ has large
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Q) Examine the role of SEBI as a regulatory authority‚ regulation of capital markets leads to increase in investors’ protection. This assignment discusses the role played by the Securities and Exchange Board of India (SEBI) as a regulator of Indian capital markets and discusses in depth the capital market reforms initiated by SEBI. In spite of these reforms and increasing regulatory powers over the years‚ SEBI has been largely unsuccessful in controlling capital market scams. The strengths and
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Accounting and Finance for Managers LESSON 17 SEBI IN CAPITAL MARKET ISSUES CONTENTS 17.0 Aims and Objectives 17.1 Introduction 17.2 Objectives of the SEBI 17.3 Entity of SEBI 17.4 Organisational Grid of the SEBI 17.5 Powers and Functions of SEBI 17.6 Role of SEBI 17.6.1 Promoter’s Contribution 17.6.2 Disclosures 17.6.3 Book Building 17.6.4 Allocation of Shares 17.6.5 Market Intermediaries 17.6.6 Debt Market Segment 17.6.7 Brokers 17.6.8 Suspension of a Broker
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................................................................................................ Abbreviations ..................................................................................................... CHRONOLOGY OF MAJOR INITIATIVES BY SEBI ..................... vi ix x xi xiv PART ONE: POLICIES AND PROGRAMMES 1. 2. GENERAL MACRO-ECONOMIC ENVIRONMENT .............. REVIEW OF POLICIES AND PROGRAMMES ....................... I. Primary Securities Market ...........................
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In the meanwhile‚ SEBI i.e. Securities and Exchange Board of India‚ in Nov 2010‚ had restrained the above two companies from raising funds in the form of Optionally Fully Convertible Debentures (OFCD)‚ against which in Dec 2010‚ Sahara got SEBI order stayed in Allahabad High Court. In Jan 2011‚ SEBI issued advertisements cautioning investors‚ in Apr 2011 Allahabad asked Sahara to go to the apex court. In May 2011‚ SC asks SEBI to continue its OFCD probe. 2 In Jun 2011‚ SEBI asked the above mentioned
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Synopsis of THE ROLE OF SEBI IN DEVELOPMENT CORPORATE ERA - A STUDY A Thesis To be submitted by V LALRINAWMI For the award of the degree of LL.M CORPORATE LAW H.T. NO: 172413836015 INDEX CHAPTER - I Introduction Hypothesis Methodology Followed Data Collection CHAPTER – II Objectives Functions Administrations of SEBI CHAPTER – III Role of SEBI A) Securities and Exchange board of India (SEBI) Act‚ 1992 B) Preference Shares. Equity Shares Debentures The difference between Stocks
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Topic- Investor Protection and Role of SEBI RESEARCH SCHOLAR- Anand Singhj Chauhan AKS Management College‚ Lucknow The decade of the 1980’s witnessed a phenomenal growth and development. For the first time the Indian securities market‚ demon started its potential not only to mobilize the savings of the house-hold sector but also to allocate it with some degree of efficiency for industrial development. By the end of the decade‚ the securities market emerged into the main stream of the financial system
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