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Phenomenology
Phenomenology in Sociology
Gurwitsch A 1966 Studies in Phenomenology and Psychology.
Northwestern University Press, Evanston, IL
Gurwitsch A 1979 Human Encounters in the Social World (ed.
Me! traux A, trans. Kersten F). Duquesne University Press,
Pittsburgh, PA
Heidegger M 1962 Being and Time (trans. Macquarrie J,
Robinson E). Harper & Row, New York
Herzog M 1992 Phanomenologische Psychologie—Grundlagen
W
und Entwicklung (Phenomenological Psychology—Foundations and Development). Asanger, Heidelberg, Germany
Herzog M, Graumann C F (eds.) 1991 Sinn und Erfahrung—
Phanomenologische Methoden in den Humanwissenschaften
W
(Meaning and Experience—Phenomenological Methods in the
Human Sciences). Asanger, Heidelberg, Germany
Husserl E 1977 Phenomenological Psychology: Lectures Summer
Semester 1925 (trans. Sconlon J). Nijhoff, The Hague
Kockelmans J J (ed.) 1987 Phenomenological Psychology: The
Dutch School. Nijhoff, Dordrecht, The Netherlands
Merleau-Ponty M 1962 The Phenomenology of Perception (trans.
Smith C). Humanistic Press, New York
Merleau-Ponty M 1964 Phenomenology and the sciences of man. In: Edie J M (ed.) (trans. Wild J) The Primacy of
Perception. Northwestern University Press, Evanston, IL, pp.
43–96
Natanson M (ed.) 1973 Phenomenology and the Social Sciences,
2 vols. Northwestern University Press, Evanston, IL
Ricoeur P 1981 Hermeneutics and the Human Sciences (trans.
Thompson J B). Cambridge University Press, Cambridge,
UK
Scheler M 1973 Formalism in Ethics and Non-Formal Ethics of
Values: A New Attempt Toward the Foundation of an Ethic
Personalism. (Trans. Frings M S, Funk R L) Northwestern
University Press, Evanston, IL
Schutz A 1962\1966 Collected Papers, 3 vols. Nijhoff, The
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Hague
Schutz A, Luckmann T 1973\1989 The Structure of the Life$ world, 2 vol. (trans. Zaner R, Engelhardt T Jr). Northwestern
University Press, Evanston, IL
Spiegelberg H 1960 The Phenomenological Mo ement, 2 vols.
Nijhoff, The Hague
Strasser S 1963 Phenomenology and the Human Sciences.
Duquesne University Press, Pittsburgh, PA van Peursen C A 1954 L’horizon. Situation 1: 204–34 von Uexkull J 1909 Umwelt und Innenwelt der Tiere. [En iron$ ment and the Inner Worlds of Animals.] Springer, Berlin
Welton D 1997 World. In: Embree L et al (eds.) Encyclopedia of
Phenomenology. Kluwer, Dordrecht, The Netherlands, pp.
736–43

C. F. Graumann

Phenomenology in Sociology
1. The Origins and Scope of Phenomenological
Sociology
Phenomenological sociology is the prescientific study of social life and the process by which humans interpret, experience, and understand their individual and collective realities. The work of the social philosopher

and sociologist Alfred Schutz (1899–1959) provides
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the most important foundation for phenomenological sociology. Framed in the general atmosphere of the debate between scientific and antiscientific movements that arose in the late nineteenth century, phenomenology places the social sciences in the context of everyday life (Thomason 1982). Strongly influenced by Henri Bergson, Edmond Husserl and William
James, Schutz argues that a prescientific under$ standing of everyday life provides the only means by which a science of society is possible. ‘The sciences that would interpret and explain human action must begin with a description of the foundational structures of what is prescientific, the reality which seems self-evident to men remaining within the natural attitude. This reality is the everyday life-world’
(Schutz and Luckmann 1973, p. 3).
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Just as the natural scientist must first understand the composition and interactions of subatomic particles in order to understand the nature of chemical reactions, the sociologist, Schutz argues, must understand the
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common-sense world. Unlike the subatomic world, however, the world of everyday life is permeated with the understandings given by those who constitute it.
The task of the phenomenological sociologist is to understand how people make sense of their own lives.
According to the phenomenologist, these subjective sense-making activities in everyday life are based on taken-for-granted knowledge passed down from generation to generation. In order to understand scientifically these subjective social actions the scientist must replace common sense explanations with objective scientific constructs derived from social theory
(see Theory: Sociological). The phenomenologist seeks to understand social action in its own subjective terms, yet to describe this world scientifically using the tools of an objective science of society. The foundation of all social science, according to the phenomenologist must be the life-world.

2. The Life-world
Schutz states that the life-world (Lebenswelt) can be
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understood as ‘that province of reality which the wideawake and normal adult simply takes for granted as common sense’ (Schutz and Luckmann 1973, p. 3).
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The everyday life-world provides us with a sense of the
‘real.’ It is through our position in, and experience of the life-world that we are social beings engaged and affected by the social and natural worlds. The most important characteristic of the life-world, according to
Schutz, is that it is taken-for-granted. By this he means
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that individuals apprehend their worlds and its problems as self-evidently real—‘that’s just the way it is.’
As a result, most individuals, most of the time, give little thought to the ‘true’ nature of the world around them. ‘It is the unquestioned givenness of the lifeworld for its denizens, including those whose business
11361

Phenomenology in Sociology it is, in professional terms, to analyze problems of the social world, that phenomenology finds the ground of the social scientist’s activity’ (Natanson 1973, p. 40).
Taken-for-grantedness arises out of the typification of the phenomenal world. That is, our perceptions are categorized from a shared stock of knowledge as ‘this’ or ‘that’ type of thing. Our typifications, however, are only of an approximate nature. Such categories are held only until further notice. If contravened by future experiences, typifications must either be abandoned or reformulated. Taken-for-grantedness is further enabled through the use of time tested recipes for social action. Of the unlimited realm of potential social action open to individuals, most potential actions are circumscribed by a taken-for-granted sense of what is possible and not possible in such typical situations.
The universe of potential recipes for social action is also part of the social stock of knowledge from which typifications are drawn. An important point to be made is that the social stock of knowledge complete with its typifications and recipes for social action is pragmatic in nature. We simply tend to do what works and to avoid what does not work. Through typification and the use of recipes for social action the world becomes unproblematic and a matter of common sense. 3. Phenomenology and Science
A phenomenological study of the social world is one that addresses how humans experience the lifeworld. In contemporary sociology, phenomenological research has largely been identified with any research addressing the subjective perspectives of social actors.
This, however, is a misunderstanding. Properly understood, phenomenology is prescientific, an attempt to ground the social sciences in human experience, a subjective appreciation of the human condition
(Embree 1988, p. 270). Schutz (1962a) argues that if we
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are to understand social reality all social scientific constructs must not only be linked to what people experience, but how they experience it. Scientific understandings must be connected to the experiential process through which people in their everyday lives actually experience the world. He states, ‘correctly understood, the postulate of subjective interpretation as applied to economics as well as to all other social sciences means merely that we always can—and for certain purposes must—refer to the activities of the subjects within the social world and their interpretation by the actors in terms of systems of projects, available means, motives, relevances, and so on’
(Schutz 1962a, p. 35).
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Phenomenological sociology has sometimes been inappropriately labeled as ‘anti-scientific.’ This misconception stems from the anti-scientific intellectual climate from which phenomenology arose (Thomason
1982). Sensitive to these movements, Schutz indeed
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11362

understood the dehumanizing possibilities of science.
His answer to this problem, however, was not to abandon science, but rather to ground the social science in the motives and realities of everyday life.
Phenomenology does not necessarily attempt to replace or debunk science, but rather to provide a foundation for empirical investigations.

4. The Contribution of Phenomenology in
Sociology
The possibility of a phenomenological sociology has been partially realized in two current sociological traditions: social constructionism and ethnomethodology. While both approaches address the life-world and its subjective realities, neither has fully realized the potential Schutz saw for a truly phenomenological
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sociology. That is, both have addressed the subjective nature of the social world, but neither has been the foundation of an objective science of society.

4.1 Social Constructionism
Phenomenological interest in the mediated and negotiated nature of all knowledge gave rise to social constructionism in sociology. Social constructionism, simply stated, is the study of the way in which people agree upon and define what reality is. Perhaps the most important work in this field is The Social
Construction of Reality: A Treatise in the Sociology of
Knowledge (Berger and Luckmann 1966) (for example, see Sociology, Epistemology of ).
At the heart of social constructionism can be found one of phenomenology’s most important concepts, the epoch. The epoch amounts to a radical skepticism not unlike Descartes’ method, where belief in the ‘realness’ of the world is suspended. Schutz (1962c, p. 102)
$
however, claims that Descartes was ‘not radical enough,’ that Descartes conclusion ‘cogito, ergo sum’
[‘I think therefore I am’] failed to doubt and analyze the thought itself. By methodologically setting aside or
‘bracketing’ the everyday world and even the nature of thought itself, the phenomenologist seeks to ‘go beyond the natural attitude of man living within the world he accepts, be it reality or mere appearance’
(Schutz 1962c, p. 104). The purpose of the phenom$ enological reduction (epoch) is to strip through the world of belief to the realm of consciousness and to examine the resulting contents.
Thomason (1982) points out that social constructionism in sociology stemming from the epoch can best be described as a methodological constructionism. Unlike ontological constructionism, methodological constructionism does not question the existence of a real world, but rather suggests that what we know of the world is always mediated and indirect. Methodological constructionism most closely resembles

Phenomenology: Philosophical Aspects
Schutzian phenomenology. Schutz states ‘I am afraid
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I do not exactly know what reality is, and my only comfort in this unpleasant situation is that I share my ignorance with the greatest philosophers of all time’
(Schutz 1964, p. 88, Thomason 1982, p. 4). That is, the
$
methodological constructionist examines the agreements people make about the world, but does not question that a real world exists. Social constructionism remains an important field of inquiry in the natural and social sciences, but is of particular importance in sociology.

4.2 Ethnomethodology
Ethnomethodology is the second intellectual tradition linked to phenomenology. Ethnomethodology is also connected to the epoch, but most importantly to
Schutz’s commitment to the importance of the every$ day life-world. However, unlike the prescientific and proscientific work of phenomenology, ethnomethodology as formulated by Garfinkel (1963) represents a radical break from the traditional models of social science with which Schutz had once tried to reconcile
$
(Lynch 1988, p. 93). Ethnomethodology seeks to understand the method by which individuals construct, negotiate, and agree upon reality, but questions the possibility of an objective science of the subjective human condition. As a radically subjective pursuit, ethnomethodology falls short of the objective science of the life-world Schutz envisioned. Concerning such
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radically subjective endeavors Schutz (1962b, p. 52)
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maintains ‘a method which would require that the individual scientific observer identify himself with the social agent observed in order to understand the motives of the later, or a method which would refer the selection of the facts observed and their interpretation to the private and subjective image in the mind of this particular observer, would merely lead to an uncontrollable private and subjective image in the mind of this particular student of human affairs, but never to a scientific theory.’ While ethnomethodology remains an important influence in sociology, as currently formulated it falls short of the phenomenological sociology Schutz envisioned.
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Without question, phenomenology has had a major impact upon modern sociology. Social constructionism and ethnomethodology each display a commitment to the epoch and the fundamental importance of the life-world, and therefore can directly be traced to phenomenological thinking. Both methods of analysis remain viable sociological traditions, and will no doubt continue to inform social research.
See also: Constructivism\Constructionism: Methodology; Ethnomethodology: General; Hermeneutics,
History of; Hermeneutics, Including Critical Theory;
Interactionism: Symbolic; Macrosociology–Microsociology; Phenomenology: Philosophical Aspects;

Schutz, Alfred (1899–1959); Social Constructivism;
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Social Psychology: Sociological; Sociology, History of; Sociology: Overview; Weber, Max (1864–1920)

Bibliography
Berger P L, Luckmann T 1966 The Social Construction of
Reality: A Treatise in the Sociology of Knowledge. Doubleday,
Garden City, NY
Embree L 1988 Schutz on science. In: Embree L (ed.) Worldly
Phenomenology: The Continuing Influence of Alfred Schutz on
North American Social Science. University Press of America,
Washington, DC, pp. 251–74
Garfinkel H 1963 Studies in Ethnomethodology. Prentice-Hall,
Englewood Cliffs, NJ
Lynch M 1988 Alfred Schutz and the sociology of science. In:
Embree L (ed.) Worldly Phenomenology: The Continuing
Influence of Alfred Schutz on North American Social Science.
University Press of America, Washington, DC, pp. 71–100
Natanson M 1973 Introduction. In: Natanson M (ed.) Phenomenology and the Social Sciences. Northwestern University
Press, Evanston, IL, Vol. 1, pp. 3–46
Schutz A 1962a Common-sense and scientific interpretation of
$
human action. In: Natanson M (ed.) The Problem of Social
Reality: Collected Papers Volume One. Martinus Nijhoff,
Boston, pp. 3–47
Schutz A 1962b Concept and theory formation in the social
$
sciences. In: Natanson M (ed.) The Problem of Social Reality:
Collected Papers Volume One. Martinus Nijhoff, Boston, pp. 48–66
Schutz A 1962c Some leading concepts of phenomenology. In:
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Natanson M (ed.) The Problem of Social Reality: Collected
Papers Volume One. Martinus Nijhoff, Boston, pp. 99–117
Schutz A 1964 The problem of rationality in the social world. In:
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Brodersen A (ed.) Collected Papers II: Studies in Social
Theory. Martinus Nijhoff, The Hague, The Netherlands, pp. 64–90
Schutz A, Luckmann T 1973 The Structures of the Life-World,
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Vol. II. Northwestern University Press, Evanston, IL
Thomason B C 1982 Making Sense of Reification: Alfred Schutz and Constructionist Theory. Humanities Press, London

J. Williams
Copyright # 2001 Elsevier Science Ltd.
All rights reserved.

Phenomenology: Philosophical Aspects
Phenomenology has been one of the most influential twentieth century philosophical traditions. It began with the appearance of Husserl’s Logical In estigations in 1900–01 and of Pfander’s Phenomenology of Will$ ing: A Psychological Analysis in 1900, and continued with the work of philosophers such as Johannes
Daubert, Adolph Reinach, Moritz Geiger, Max
Scheler, Edith Stein, Gerda Walther, Roman
Ingarden, and Wilhelm Schapp. These phenomenologists were active in Munich and Gottingen and the
$
movement to which they belonged is often called
‘realist phenomenology.’ Throughout the century
11363

International Encyclopedia of the Social & Behavioral Sciences

ISBN: 0-08-043076-7

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