Securities and Exchange Board of India Report of the Committee on ’Review of Ownership and Governance of Market Infrastructure Institutions’ November 2010 1 Securities and Exchange Board of India Contents CHAPTER Page. No Background ………………………………………………………... 3 1. 2. 3. 4. 5. Introduction ……………………………………………………… .. 6 Ownership norms ……………………………………………... 33 Governance norms ……………………………………………… .. 51 Measures for conflicts resolution ……………………………….. 57 Other issues ………………………………………………………
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Q) Examine the role of SEBI as a regulatory authority‚ regulation of capital markets leads to increase in investors’ protection. This assignment discusses the role played by the Securities and Exchange Board of India (SEBI) as a regulator of Indian capital markets and discusses in depth the capital market reforms initiated by SEBI. In spite of these reforms and increasing regulatory powers over the years‚ SEBI has been largely unsuccessful in controlling capital market scams. The strengths and
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Name: Date: Assignment 1 – Research Assignment: DUE ON week 7_______________________ Choose ONE of the following topics for your assignment: 1. Select an advertisement for a quit smoking program‚ weight loss or sports nutrition supplement and research the scientific validity behind the program or product. Your report must include: A description of differences between primary and secondary resources An explanation of how secondary resources usually contain bias and how these
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needs to be made‚ which matters a lot to all freshmen—choosing major. There are fourteen majors under the College of Liberal Arts and Social Sciences and thus it will be a tough decision for everyone‚ especially for those who are indecisive. In order to make the wise choice‚ adequate considerations of personal and practical aspects are required. Hence‚ interest‚ strength and experience in the first year will be considered when I select major. First of all‚ I place great emphasis on doing voluntary
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This paper critiques the slow pace and use of legal rigmaroles in frustrating enforcement investors’ protection laws in Nigeria‚ compared with the American legal system‚ using AJAYI v SEC as reference. It concludes that (a) Nigerian courts should employ their power to sanction lawyers and litigants more proactively; (b) specialised courts’ powers‚ such as the Investment and Securities Tribunal (IST) must be enhanced to handle specific subject-matters in Nigeria; and (c) the rights of appeal to appellate
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CONTINUED OPERATION Private Placements ICB is authorized to act as an agent of the issuers and investors for private placements of securities. Under this arrangement‚ ICB places securities to individuals/institutions on behalf of the issuer for which it charges fees. ICB also acquires shares/securities for its own portfolio both in pre-IPO placement and equity investment. Custodian and Banker to the Issues To act as the custodian to the public issue of Open-end & Closed-end Mutual Funds. ICB
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of globalization on the JSE Securities Exchange‚ since the democratic elections in South Africa. Firstly this essay will analyse the impact globalization has had on South Africa in general. Then the essay will analyse the effect it has had on South African monetary policy. Further to that it will then analyse the challenges that globalization poses to South Africa. Then there will be more specific analysis on the impact of globalization on the JSE securities exchange. This section will seek to discuss
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What is the future of Social Security? There is much-heated debate on the issues of Social Security today. The Social Security system is the largest government program of income distribution in the United States. People are concerned that they won’t see a dime of what they worked so hard to contribute into the Social Security system for so many years. Social Security provides benefits to about forty-three million Americans. Not only to retired workers‚ but also to their spouses and dependents
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NOVEMBER 2011 Investor Presentation “SAFE HARBOR” DISCLAIMER This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Statements using words such as “estimates‚” “expects‚” “anticipates‚” “projects‚” “plans‚” “intends‚” “believes‚” “forecasts” and variations of such words or similar expressions are intended to identify forward-looking statements. In addition‚ statements about anticipated future financial results‚ such
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Running head: Crime Organized Crime Cleervette A Leslie Southern New Hampshire University Abstract Organized crime is a national or local grouping of an highly Cooperated group of criminals‚ who intend to engage in illegal activity‚ most commonly for monetary profit other criminal organizations‚ such as terrorist‚ are politically motivated. Sometimes people are force to do business with gangs Example: when a gang extorts money from shopkeepers for so-called "protection". Gangs may become disciplined
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