• study notes
      CFA  Level  2  –  LOS  Changes  2012  –  2013       Topic Ethics Ethics Ethics LOS 1.1.a describe the six components of the Code of Ethics and the seven Standards of Professional Conduct 1.1.b explain the ethical responsibilities required...
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  • Ford Case
          Topic LOS   CFA  Level  1  –  LOS  Changes  2011  –  2012   LOS Level I – 2012 describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards state the six components of the Code...
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  • cfa_l2_los
    been added in the Equity Section. One new Reading, “A Primer on Commodity Investing”, has been added to the Alternative Investments Section One Fixed Income Reading, “General Principles of Credit Analysis”, has been deleted. A new Reading, “Credit Analysis Models”, has been introduced. One Derivatives...
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  • Equity Markey
    Objectives At the end of this session you should be able to: * Describe what the capital markets are, who uses them and why they are important * State the characteristics of the instruments traded in the equity markets * Describe the arrangements for trading these instruments * Discuss some...
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  • Investment
    CHAPTER 3 Security Types You invest $5,000 in Yahoo! common stock and just months later sell the shares for $7,500, realizing a 50 percent return. Not bad! At the same time, your neighbor invests $5,000 in Yahoo! stock options, which become worth $25,000 at expiration — a 400 percent return. Yahoo!...
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  • Essay
    of: Investments Security Portfolio Security Analysis Portfolio Management 1.4 Modes of Investment Security form of Investment Non-Security form of investment 1.5 Characteristics of Investment 1.6 Investment & Speculation Investment & Gambling 1.7 Investment process 1.8 Common Errors in Investment...
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  • Interview Questions for Mba in Finance
    between Primary and secondary market 12. Capital asset pricing model 13. What is beta coefficient? 14. What is MM model for capital structure? 15. Describe Gordon and Brown model for dividend policy 16. List few differences between future and forward contract 17. What are call and put options? 18....
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  • Finance
    the key differences between common stock, preferred stock, and corporate bonds? The key differences are that common stock has voting power, residual claim, and limited liability. Preferred stock on the other hand, behaves like a hybrid stock because it has preferred and common dividends, but also it behaves...
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  • Cfa Study Guide
    resource Study Session 1 LEARNING OUTCOMES Reading 1: Code of Ethics and Standards of Professional Conduct The candidate should be able to: a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards; b. state the six components...
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  • Finance
    - By Graham and Qadd’s Security Analysis “Investment Management is the process of managing money, including investments, budgeting, banking and taxes, also called as money management.” We shall discuss about the following factors: • Firstly: Meaning, concept, characteristics, need and importance, avenues...
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  • Mutual Fund and Market Risk
    Fund is a trust that pools the savings of a number of investors who share a common financial goal. The money thus collected is then invested in capital market instruments such as shares, debentures and other securities. The income earned through these investments and the capital appreciations realized are...
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  • Chapter 01 Gitman
    Environment  Outline Learning Goals I. Investments and the Investment Process A) Types of Investments 1. Securities or Property 2. Direct or Indirect 3. Debt, Equity, or Derivative Securities 4. Low or High Risk 5. Short or Long Term 6. Domestic or Foreign B) The Structure of the Investment Process ...
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  • Hedge Funds
    of hedge funds: ................................................................................................................... 6 4) Characteristics:................................................................................................................................ 6 5) Comparison...
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  • Finance 126 Midterm Study Guide
    pre-defined dollar amount (text says “fixed”, but I prefer pre-defined) * Fixed income instruments * debt (and preferred stock) that pay a fixed dollar amount * Floating rate instruments * The principal amount is fixed, but not the periodic payments – which...
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  • Investment
    ------------------------------------------------- Chapter 1: Role of Mutual Fund Sales Representative Learning Objectives 1. Describe the evolution of the mutual fund industry and the impact mutual funds have had on the financial services marketplace. * Mutual funds have been in existence...
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  • Long Term Fiancing
    with characteristics of the financial market, and debt and equity instruments. Finally, long-term finance alternatives such as stocks, bonds, and leases are discussed. Capital asset pricing model vs. discounted cash flow method Two methods can be used to calculate the required return on common stock...
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  • Investment
    analysis, has a high degree of security for the principal amount, as well as security of return, within an expected period of time.[1] In contrast putting money into something with an expectation of gain without thorough analysis, without security of principal, and without security of return is speculation or gambling...
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  • Mang 6480 - Study Guide
    that the securities will be sold or that the company will get the cash it needs, only that it will put forth its “best efforts” to sell the issue. On an underwritten issue, in contrast, the company does get a guarantee: the bank agrees to buy the entire issue and then resell the stock to its customers...
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  • Mr Vadirm
    the current commitment of money or other resources in the expectation of reaping future benefits. For example, an individual might purchase shares of stock anticipating that the future proceeds from the shares will justify both the time that her money is tied up as well as the risk of the investment. The...
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  • Fia 200
    Novice to Mutual Funds (slide 2) Why Investors Purchase Mutual Funds - Learning Objective #1 (slides 3-7) The Reasons Investors Choose Mutual Funds Characteristics of Mutual Funds and Competing Investments Mutual Funds With and Without Loads Management Fees and Other Charges Classification of Mutual Funds...
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