Self-Regulation in Securities Markets John Carson Public Disclosure Authorized Public Disclosure Authorized The World Bank Financial and Private Sector Development Global Capital Markets Department Securities Markets Group January 2011 Policy Research Working Paper 554 Abstract This paper canvasses the trends in self-regulation and the role of self-regulation in securities markets in different parts of the world. The paper also describes the conditions in which self-regulation might
Premium Regulation Stock exchange Financial markets
Financial services have complex and evolving regulations. They trigger major programs of regulatory at national‚ regional and global level. These laws and regulations are essentially publicized by government regulators and international groups for a number of reason. Fundamentally‚ the rules are in place in order to protect customers. After the financial crisis in 2008/2009‚ action has been taken in making sure that the financial sector manages and contains these risks more effectively. If anyone
Premium Financial services Financial markets Bank
Running Header: BUSINESS REGULATION SIMULATION PAPER Business Regulation Simulation Paper University of Phoenix MBA/560 Enterprise Risk Abstract This paper identifies the key facts‚ regulations and legal issues in the Business Regulation Simulation regarding Alumina‚ a global multibillion company. It identifies several of Alumina ’s values and stakeholders and discusses the conflicts among the competing stakeholders according to the simulation. In addition‚ a summarization on
Premium Law Environment Regulation
demerits of self-regulation. Relevant examples will be cited that illustrate the points raised. Appropriate definitions of the key words will also be provided. The terms that will be defined are regulation‚ self-regulation‚ demerits and merits. The cases that have been taken up by the Voluntary Media Council of Zimabawe will be included at the end of the discussion. What is regulation? The first explanation is from Ogus (1994) who quotes Selznick (1985) as saying that “Regulation‚ is “sustained
Free Journalism Mass media Newspaper
Learning Activities Project Government Regulations Businesses Must Know Skill Level: Intermediate/Advanced (Team) Time Line: 4 hours Description: The students will be assigned to a team to research the government regulations businesses need to know and follow. The team will be given the topics listed below to research. Students should locate at least two different sources for each topic. The team will then need to meet and collaborate to create a presentation to be given to their
Premium Ethics Human resource management Management
Government Entity Rules and Regulation A. Economic Regulations Business often adjusts their operations and their prices in an attempt to increase profits. The Philippines is one of the countries involved in the Free Enterprise System. In a free enterprise system businesses are free to produce the goods and services people need and want. But with the free enterprise what a business can and cannot do. One of the key factors affecting profit is competition. If a business has competitions (other
Premium Regulation Occupational safety and health Monopoly
have to become more responsible for their affect on the external environment with mandatory compliance and regulation or whether it simply will make no difference. There is a belief which stands behind the assumption that having a regulatory body for mandatory environmental reporting may not actually be favourable to companies‚ stakeholders and/or the environment. Established regulation will not increase company’s accountability for the external environmental impact they are currently causing
Premium Corporate social responsibility Social responsibility Environment
July 30‚ 2007 What are the key reasons for Government regulation of the private sector? In an economy there are two sectors‚ the public and private. The private sector‚ by definition‚ is the part of a nation’s economy that isn’t controlled by the government.(Investorwords). Several business organizations make up the private sector with the three basic ones being sole proprietorships‚ partnerships‚ and corporations. Most are for profit and part of that profit goes to the government in the form
Premium Economics Monopoly Competition law
‘Financial Sector Regulation: The Way Forward’‚ Presentation in Institute of Investment Professionals East Africa Seminar. 7. Musau‚ M.‚ (November 2011) The Story of a Falling Shilling‚ Management‚ written by Kenya Institute of Management‚ Nairobi‚ Kenya. 8. Banking Survey Kenya (2008) 9 10. Stephen‚ G. and Ceahetti‚ (2008) Money‚ Banking and Financial markets‚ 2nd Ed‚ McGraw- Hill International Education‚ Brandeis University. 13. Hussein‚ M.W.‚ ‘It’s Time For Tighter Regulation of Kenya’s Financial
Premium Bank Economics Bank run
Bank Supervision and Regulation In order for the United States economy to be successful‚ there has to be some kind of regulations in place. If there is a stable and sound financial system in place‚ that will increase the effectiveness of the economy and also increase the effectiveness of monetary policy. The institution that is in charge of supervising and regulating financial institutions is the Federal Reserve. Bank supervision includes things such as monitoring and examining the condition
Premium Federal Reserve System Bank Mortgage loan