Sub Section‐ I Issues by Indian Companies in India This sub‐section attempts to cover the basic concepts and questions related to issuance of securities by unlisted Indian companies1 offering the shares to public and by listed Indian companies2. For full particulars of laws governing primary markets‚ please refer to the Acts/Regulations/Guidelines appearing in the Legal Framework Section . FAQs are presented under following 12 broad headings. 1.
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SEBI Guidelines for IPOs 1. IPOs of small companies Public issue of less than five crores has to be through OTCEI and separate guidelines apply for floating and listing of these issues. (Public Offer By Small Unlisted Companies) 2. Size of the Public Issue Issue of shares to general public cannot be less than 25% of the total issue‚ incase of information technology‚ media and telecommunication sectors this stipulation is reduced subject to the conditions that:
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FUNCTIONS OF SEBI SEBI is the nodal agency which protects the interests of an investor in the India market. Otherwise regulation of the capital markets is primarily the responsibility of the Securities and Exchange Board of India (SEBI)‚ which is located in Bombay. Some of the major functions of SEBI are: • " SEBI is expected to regulate the business in stock exchanges and any other securities markets. • " Registering and regulating the working of collective investment schemes‚ including
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Company Cases ➢ Comp L J: Company Law Journal ➢ FAQ: Frequently Asked Questions ➢ Ltd: Limited ➢ PA: Public Announcement ➢ PAC: Persons Acting in Concert. ➢ QB: Queens Bench ➢ Reg: Regulation ➢ Rs.: Rupees ➢ SEBI: Security and Exchange Board of India ➢ Sec: Section ➢ Spl.: Special ➢ UK: United Kingdom ➢ v: Versus Research Methodology This is to specify that the research methodology adopted throughout the project is doctrinal. Materials
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Controversies between SEBI & IRDA Flow of the presentation: * Reason of the dispute * Role & concepts of SEBI IRDA ULIP Mutual Fund * Difference between Mutual funds & ULIP * Complete story * Effects of dispute * news updates * opinion Presented by: Roll no. Supriya Sawant 17 Kena Shah 28 Komal Shah 29 Niriksha Shah 32 Mitesh Sheth 41 Aniket Vanjre 55 Naveen Varma 58 Securities & Exchange Board of India SEBI & Its
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The role of SEBI in Indian regulatory Environment And comparision with US and China Submitted by Somal Kant 14pgp043 IIM Raipur Introduction Securities & Exchange Board of India (SEBI) formed under the SEBI Act‚ 1992 with the prime objective of Protecting the interests of investors in securities‚ Promoting the development and Regulating the securities market and matters connected with it. The act empowered sebi with necessary power to regulate the activities connected with marketing
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Estate Corporation Ltd (SIRECL)‚ as well as Sahara Housing Investment Corporation Ltd (SHICL)‚ this Article captures the various provisions relating to public offering of securities according to the provisions of the Companies Act‚ 1956 and powers of SEBI. Case relating to Sahara (a) Background In July‚ 2008 Reserve Bank of India banned Sahara India Financial Corporation from accepting any deposits beyond 30th June‚ 2011 and also ordered the Company to pay back all investors by June 30th 2015.
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settlement enhances liquidity and also provides for faster settlement. These have been the main focus of the SEBI’s efforts in the secondary market. The SEBI extends its oversight to 23 stock exchanges in the country and directs its efforts towards encouraging them to become more effective and efficient selfregulatory organisations. The measures taken by the SEBI in 1999-2000 in the secondary market are discussed below. Depositories and paperless trading and other related issues Dematerialisation of securities
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set up by Government of India in 1988‚ it acquired statutory form in 1992 with SEBI Act 1992 Functions and Responsibilities SEBI has to be responsive to the needs of three groups‚which constitute the market: the issuers of securities the investors the market intermediaries. SEBI has three functions rolled into one body quasi-legislative‚ quasi-judicial and quasi-executive. It drafts regulations in its legislative capacity‚ it conducts investigation and enforcement action in its executive
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5 ANNEXURE I SIGNIFICANT CHANGES REFERRED TO IN PARA 4 OF THIS CIRCULAR Sr. Subject Matter No. 1. Exemption from eligibility norms for making an IPO 2. Debarment Provision under the rescinded Guidelines Exemption available to banking company‚ corresponding new bank and infrastructure company. Company prohibited from making an issue of securities if it had been prohibited from accessing the capital market under any order or direction passed by the Board. Provision under the ICDR Regulations Exemption
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