Compliance Matrix Paper

As we continue to build an effective Compliance Program, I’ve created a Compliance Matrix, which consists of the areas that we, as an organization, are required to comply with based on regulatory, state and industry mandates (see attached). I’m requesting leaders of each business unit to review the Compliance Matrix, and add any additional areas that you know, should be included.
A cornerstone of an effective compliance program includes documented Policies & Procedures/SOP’s. The goal is to have each area/business unit, document their respective policies & procedures/SOP’s (some are in place), so that Compliance can draft audit programs and monitor, to ensure compliance with the mandates. Compliance will provide guidance to each area, in