• Nanotechnology
    the functions of Auditors and to ensure scrutiny and compliance with accounting and auditing standards. SEBI has set up a Forensic Accounting Cell on February 7, 2012 to improve quality of financial information disclosed and to assist in detection of financial irregularities. To enhance the quality...
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  • Sebi
    employees of the Securities Appellate Tribunal shall discharge their functions under general superintendence of the Presiding Officer. Substituted by the SEBI (Amendment)Act, 2002, S.24(a) (i) (w.e.f. 29-10-2002), for “ Presiding Officer of a Securities Appellate Tribunal”. 63 Substituted by the SEBI...
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  • Mutual Fund
    governed. The erstwhile Kothari Pioneer (now merged with Franklin Templeton) was the first private sector mutual fund registered in July 1993. The 1993 SEBI (Mutual Fund) Regulations were substituted by a more comprehensive and revised Mutual Fund Regulations in 1996. The industry now functions...
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  • Investment Banking
    and developmental role of SEBI and iv. To perform any other functions as may be entrusted to it by Government. The need for setting up independent Government agency to regulate and develop the Stock and Capital Market in India as in many developed countries...
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  • Corporate Finance in India- a Critical Review
    responsive to the needs of three groups, which constitute the market: • the issuers of securities • the investors • the market intermediaries. SEBI has three functions rolled into one body: quasi-legislative, quasi-judicial, and quasi-executive. It drafts regulations in its legislative...
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  • Irda vs Sebi
    an underperforming economy have eroded investment options, and require enhanced investing skills. Functions of SEBI : A) Review of the market operations, organizational structure and administrative control of the exchange - All stock exchanges are required to be Body Corporates - The...
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  • Introduction to Mf
    Undertaking of Unit Trust of India, functioning under an administrator and under the rules framed by Government of India and does not come under the purview of the Mutual Fund Regulations. The second is the UTI Mutual Fund Ltd, sponsored by SBI, PNB, BOB and LIC. It is registered with SEBI and functions...
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  • Indian Financial Market
    Questions 11. Define stock exchange and explain its functions. 12. Explain the importance of stock exchanges from the points of view of companies and investors. 13. Explain the role played by SEBI in protecting investors’ interests and controlling the business at stock exchange. Business Studies...
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  • Insider Trading
    resources to combat insider trading. This has led many observers in India to mechanically accept the notion that the prohibition of insider trading is an important function of SEBI. In most countries other than the US, government actions against insider trading are much more limited. In order to make...
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  • Regulatory bodies of India
    : Established in 1988 as a regulator of securities market in India. It was given statutory powers through SEBI Act, 1992 on 12 April 1992. Controller of Capital issues was the former regulatory authority under Capital Issues (Control) Act, 1947 The basic functions of SEBI as described by its Preamble is...
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  • Project
    Securities and Exchange Board of India Annual Report 2000-2001 PART III FUNCTIONS OF SEBI IN RESPECT OF MATTERS SPECIFIED IN SECTION 11 OF THE SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 A] REGULATION OF BUSINESS IN THE STOCK EXCHANGES The SEBI has been inspecting all the stock...
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  • Capital Market Reforms
    functions at the central bank, where a wide range of functions merged together, contaminating the independence and end effect of each function. In contrast, SEBI was the first element of India’s financial architecture that was modern in the approach to focus on one function. SEBI was created by...
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  • Sebi Act of 1992
    , in addition to all intermediaries and persons associated with securities market. SEBI has been obligated to perform the aforesaid functions by such measures as it thinks fit. In particular, it has powers for: * Regulating the business in stock exchanges and any other securities markets...
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  • Role of Sebi
    thereto Important Functions of SEBI 1. Regulates Capital Market 2. Checks Trading of securities. 3. Checks the malpractices in securities market. 4. It enhances investor's knowledge on market by providing education. 5. It regulates the stockbrokers and sub-brokers. SEBI has introduced the...
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  • Sebi
    Exchange Board Of India)   * CHAPTER III (Transfer Of Assets, Liabilities, etc., Of The Existing Securities And Exchange Board To The Board)   * CHAPTER IV (Powers And Functions Of The Board)   * CHAPTER V (Registration Certificate)   * CHAPTER VA (Prohibition Of Manipulative And Deceptive...
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  • Fiis - Regulations and Impact on India
    ”) [1]. FIIs seeking to invest in Indian Companies are required to be registered with the Securities and Exchange Board of India (SEBI). They need to comply with the provisions of the Guidelines for Foreign Institutional Investors and the Securities and Exchange Board of India (Foreign Institutional...
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  • Mobile Operating Syatem
    Q1: there are two main regulators to regulate the Indian Financial System – RBI and SEBI. Explain the role of SEBI in detail. Do you think that these two agencies can be merged to create a super regulatory body for an effective regulation of the financial system? Answer: (first part) As part...
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  • Nodexl
    . Responsibilities SEBI has to be responsive to the needs of three groups, which constitute the market: 395 Juhi Ahuja / VSRD International Journal of Business & Management Research Vol. 2 (7), 2012    the issuers of securities the investors The market intermediaries. 4.4. Role Functions of...
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  • Investor Protection and Role of Sebi
    Topic- Investor Protection and Role of SEBI RESEARCH SCHOLAR- Anand Singhj Chauhan AKS Management College, Lucknow The decade of the 1980’s witnessed a phenomenal growth and development. For the first time the Indian securities market, demon started its potential not only to mobilize the...
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  • Uti Notes
    ) to promote and pool the small savings from the lower and middle income people who cannot have direct access to the stock exchange, and (ii) to give them an opportunity to share the benefits and fruits of prosperity resulting from rapid industrialization in India. Functions The main functions of...
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