• Business
    (SEBI) which regulates securities markets before it can collect funds from the public. What is the history of Mutual Funds in India and role of SEBI in mutual funds industry? Unit Trust of India was the first mutual fund set up in India in the year 1963. In early 1990s, Government allowed...
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  • Economics Assignment
    regulatory role of RBI with respect to regulation of currency, credit and balance of payment. Assignment no. 7 A) What or the features and functions of stock exchange? B) Discuss in detail the role of SEBI along with the power vested with SEBI; write a detail note on BSE and NSE. Assignment no. 8...
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  • Sebi Take over Code
    holding in the target company. The Takeover Panel rejected above application and accordingly SEBI ordered the acquirer to make open offer for 20% to the public. SUBSTANTIAL ACQUISITION OF SHARES AND TAKEOVER CODE 1997 MAIN FEATURES Compulsory disclosure:-New regulation made it compulsorily to...
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  • Sebi Reforms
    The SEBI Board met on 6th of March 2010 in Mumbai took the following decisions:  A. Margin Requirement in Public Issues With effect from 1st May 2010, all types of investors would be required to bring in 100% of the application money as margin along with the application for securities in public...
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  • Listing and Delisting of Securities
    company seeking listing of its securities on a stock exchange is required to submit a Letter of application to all the stock exchanges where it proposes to have its securities listed before filing the prospectus with the registrar of companies. • SEBI Guidelines. o A company is required to...
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  • Article on Mutual Funds in India
    , under which all mutual funds, except UTI were to be registered and governed. The erstwhile Kothari Pioneer (now merged with Franklin Templeton) was the first private sector mutual fund registered in July 1993. The 1993 SEBI (Mutual Fund) Regulations were substituted by a more comprehensive and...
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  • Bank Exam Question
    institutional arrangements for security investment in India.    Discuss the important weaknesses of the Indian capital market.    Discuss the recent developments in Indian Capital Markets. SEBI    Briefly explain the various regulations of SEBI concerning about the capitalmarkets.    What are...
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  • Sebi-Annual Report
    raised by an issuer, SEBI introduced the pure Box 1.1: Salient Features of Pure Auction Method in Public Offerings a. The issuer mentions the floor price in the red herring prospectus or in the alternative, it announces the floor price at least one working day before opening of the bid in all the...
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  • Financial Intermediaries
    & enhancing the security features of currency notes, taking efforts to achieve self-sufficiency in production of currency notes, making distribution system & withdrawal/destruction more efficient, etc. Page - The responsibility of RBI is not only to put currency into circulation but also...
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  • Mergers and Acquisitions in Indan Industry
    is the only way for gaining competitive and synergical advantage domestically and internationally and whole range of industries are looking to strategic acquisitions within India and Abroad. In the last two decade, many cases related to Mergers and Acquisitions has taken place. In 1994 SEBI had...
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  • Study on Mutual Funds
    issue of units was overwhelmingly subscribed by the investors. In 1992, SEBI was established and it issued guidelines for the working and supervision of mutual funds. PHASE IV: In 1966 a need was felt for the modification of SEBI (Mutual Funds) Regulations. On the basis of ‘Mutual Funds-2000’ Report...
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  • Collage Project
    APJEM  Arth Prabhand: A Journal of Economics and Management    Vol.1 Issue 8, November 2012, ISSN 2278‐0629     INVESTOR PROTECTION MEASURES BY SEBI DR. KVSN JAWAHAR BABU*; S. DAMODAHR NAIDU** *Professor, KMM Colleges, Ramireddipalli, Tirupati. **Professor, KMM Institute of Postgraduate Studies...
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  • financial law
    recent past. 2. Discuss the salient features of capital market reforms in India. 3. Discuss the various initiatives taken by SEBI to improve transparency in Secondary market. 4. Briefly explain the policy initiatives taken by SEBI for developing capital market infrastructure in India. 5...
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  • Scams
    , Prospectus, statutory advertisements and memorandum containing salient features of the Prospectus. The BRLMs shall ensure compliance with stipulated requirements and completion of prescribed formalities with the Stock Exchanges, RoC and SEBI including finalization of Prospectus and RoC filing. Appointment...
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  • Index
    | | | |2.5. R AND T AGENT | | |3 |SEBI |12 | | |3.1. BROKERS...
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  • Pls Help
    Stock broker’s IBT Web Site provided that they are in line with the norms prescribed by Exchanges/SEBI. 3. The stock broker shall bring to the notice of client the features, risks, responsibilities, obligations and liabilities associated with securities trading through wireless technology/internet...
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  • Sebi Guidelines
      classified  into  Initial  public  offer  (IPO)  and  Further  public  offer  (FPO).  The  significant features of each type of public issue are illustrated below:                                                                 3  Entity making an issue is referred as “ Issuer”    2 (i...
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  • Indian IPO
    drafting and design of Offer documents, Prospectus, statutory advertisements and memorandum containing salient features of the Prospectus. The BRLMs shall ensure compliance with stipulated requirements and completion of prescribed formalities with the Stock Exchanges, RoC and SEBI including...
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  • Ad Agency. Stock Exchange
    regulatory framework of Securities & Exchange Board of India (SEBI) and Reserve Bank of India (RBI). • The Exchange is recognised by SEBI under Section 4 of Securities Contracts (Regulation) Act, 1956. • The Exchange received permissions to deal in Interest Rate Derivatives, Equity, Futures...
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  • The Gtb-Uti Bank Merger Story
    Secunderabad. With this contemplated merger, UTI-Global would become the largest bank in private sector and would derive lot of synergy and complement each other strengths... UTI Global Bank is expected to effectively combine the strengths and complementary features of the two banks. It will be strongly...
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