• Nodexl
    reforms & developments in Indian capital market has made the Indian capital market comparable with the international capital markets. Now, the market features a developed regulatory mechanism and a modern market infrastructure with growing market capitalization, market liquidity, and mobilization of resources...
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  • Question Bank of Mfs
    money market in India.   Q.2 Explain the financial activities which come in the ambit of merchant Banking? What is  the code of conduct laid down by SEBI which the merchant bankers have to abide by?   Q.3 Corporate Restructuring is the process by which a company can consolidate its business operations...
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  • Financial Institutions
    Financial Institutions Q1- What are derivatives? What are their features? Answer – Q1 Derivative instrument is a contract between two parties that specifies conditions, especially the dates, resulting values of the underlying variables, and notional amounts, under which payments, or payoffs, are...
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  • Bank Exam Question
    Indian Capital Markets. SEBI    Briefly explain the various regulations of SEBI concerning about the capitalmarkets.    What are the steps taken by SEBI in the primary market to protect the investors.    What are the objectives and functions of SEBI. Explain the organization of SEBI    What are the reforms...
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  • Mergers and Acquisitions in Indan Industry
    looking to strategic acquisitions within India and Abroad. In the last two decade, many cases related to Mergers and Acquisitions has taken place. In 1994 SEBI had issued maiden guidelines for regulating takeovers in India which was revised in 1997 and since then, the regulations have been known as Takeover...
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  • Standred Charted Bank
    registration with broker, a bank a/c and depository account. Value trade is a product of the Standard Chartered Securities India limited. The main feature of value trade is to reduce the brokerage whenever is a transaction (Buying or selling) of shares through trading account. But the customer also has...
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  • Law and Finance
    Alternative Reference Securities (CARs), Foreign Currency Exchangeable Bonds (FCEBs) and Qualified Institutional Placements (QIPs). Its Is not only SEBI who has contributed to the development of innovating by increasing the scope and application of its regulations, but other regulatory bodies like RBI...
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  • Listing and Delisting of Securities
    application to all the stock exchanges where it proposes to have its securities listed before filing the prospectus with the registrar of companies. • SEBI Guidelines. o A company is required to complete the allotment of securities offered to the public within 30 days of the date of closure of the subscription...
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  • Business
    fund is required to be registered with Securities and Exchange Board of India (SEBI) which regulates securities markets before it can collect funds from the public. What is the history of Mutual Funds in India and role of SEBI in mutual funds industry? Unit Trust of India was the first mutual fund...
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  • Pls Help
    Derivatives Segments Guidance Note – Do’s and Don’ts for Trading on the Exchange(s) for Investors Information on Prevention of Money Laundering Act 2002(PMLA) SEBI Registration No. BSE-INB011466530 BSE-INF011466530 NSE-INB231466534 NSE-INF231466534 NSE- INE231466534 MCX-SX - INB261466537 MCX-SX - INF261466537 MCX-SX...
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  • Study on Mutual Funds
    subscribed by the investors. In 1992, SEBI was established and it issued guidelines for the working and supervision of mutual funds. PHASE IV: In 1966 a need was felt for the modification of SEBI (Mutual Funds) Regulations. On the basis of ‘Mutual Funds-2000’ Report, SEBI framed new Regulations in 1996...
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  • Sebi-Annual Report
    the SEBI Act, 1992 (15 of 1992) M S SAHOO WHOLE TIME MEMBER K M ABRAHAM WHOLE TIME MEMBER PRASHANT SARAN WHOLE TIME MEMBER G MOHAN GOPAL Director National Judicial Academy Bhopal T V MOHANDAS PAI Director Infosys Technologies Limited Bangalore Members nominated under Section 4(1)(b) of the SEBI Act,...
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  • The Gtb-Uti Bank Merger Story
    would derive lot of synergy and complement each other strengths... UTI Global Bank is expected to effectively combine the strengths and complementary features of the two banks. It will be strongly capitalized with a net worth likely to exceed Rs. 10 billion by the end of March 2001... I am very confident...
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  • My Days
    public  issue.  Public  issue  can  be  further  classified  into  Initial  public  offer  (IPO)  and  Further  public  offer  (FPO).  The  significant features of each type of public issue are illustrated below:                                                                 3  Entity making an issue is referred as “ Issuer”  ...
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  • Mutual Funds in India
    strengthen investor faith and confidence in the health of the industry. Innovative strategies of AMCs and distributors, enabling support from the regulator SEBI, and pro-active initiatives from the industry bodies CII and AMFI are likely to be key components in defining the future shape of the mutual fund industry...
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  • Indian IPO
    ----------------------------------------------- 18 IPO Scams ------------------------------------------------------------------------- 19 Salient Features Of IPO Scams ------------------------------ 26 Operational Deficiencies --------------------------------------- 27 Measures To Prevent Scams...
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  • gud thing is best
    accounted for about twothirds of total transactions in derivative products. What is a Mutual Fund? A Mutual Fund is a body corporate registered with SEBI (Securities Exchange Board of India) that pools money from individuals/corporate investors and invests the same in a variety of different financial...
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  • Mutual Fund
    mutual fund is required to be registered with Securities and Exchange Board of India (SEBI) which regulates securities markets before it can collect funds from the public. What is the history of Mutual Funds and role of SEBI in mutual funds industry? Unit Trust of India was the first mutual fund set up in...
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  • Initial Public Offer
    method, book building method or a combination of both. In case the issuer chooses to issue securities through the book building route then as per SEBI guidelines, an issuer company can issue securities in the following manner: a. 100% of the net offer to the public through the book building route...
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  • Scams
    ----------------------------------------------- 18 ➢ IPO Scams ------------------------------------------------------------------------- 19 ➢ Salient Features Of IPO Scams ------------------------------ 26 ➢ Operational Deficiencies --------------------------------------- 27 ➢ Measures To Prevent...
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