• Nodexl
    reforms & developments in Indian capital market has made the Indian capital market comparable with the international capital markets. Now, the market features a developed regulatory mechanism and a modern market infrastructure with growing market capitalization, market liquidity, and mobilization of resources...
    Premium 5492 Words 17 Pages
  • Analysis of Convertible Bonds
    2008 in FINANCE MANAGEMENT With the repeal of the Capital Issues Control Act and the enactment of SEBI Act in 1992, the rules of the game applicable to convertible bonds have changed. As per SEBI guidelines issued in June 1992, the provisions applicable to fully convertible bonds and partially convertible...
    Premium 628 Words 3 Pages
  • Financial Institutions
    Financial Institutions Q1- What are derivatives? What are their features? Answer – Q1 Derivative instrument is a contract between two parties that specifies conditions, especially the dates, resulting values of the underlying variables, and notional amounts, under which payments, or payoffs, are...
    Premium 4516 Words 14 Pages
  • ulip
    under Section 80C of IT Act. However, the concept of having an investment and insurance by the same instrument was challenged by the market regulator SEBI which took up the matter to the Supreme Court of India .The Indian government brought down curtains on the two-month long tussle between the regulators...
    Premium 7050 Words 35 Pages
  • Bank Exam Question
    Indian Capital Markets. SEBI    Briefly explain the various regulations of SEBI concerning about the capitalmarkets.    What are the steps taken by SEBI in the primary market to protect the investors.    What are the objectives and functions of SEBI. Explain the organization of SEBI    What are the reforms...
    Premium 1966 Words 13 Pages
  • Mergers and Acquisitions in Indan Industry
    looking to strategic acquisitions within India and Abroad. In the last two decade, many cases related to Mergers and Acquisitions has taken place. In 1994 SEBI had issued maiden guidelines for regulating takeovers in India which was revised in 1997 and since then, the regulations have been known as Takeover...
    Premium 2245 Words 8 Pages
  • Listing and Delisting of Securities
    application to all the stock exchanges where it proposes to have its securities listed before filing the prospectus with the registrar of companies. • SEBI Guidelines. o A company is required to complete the allotment of securities offered to the public within 30 days of the date of closure of the subscription...
    Premium 1807 Words 5 Pages
  • Business
    fund is required to be registered with Securities and Exchange Board of India (SEBI) which regulates securities markets before it can collect funds from the public. What is the history of Mutual Funds in India and role of SEBI in mutual funds industry? Unit Trust of India was the first mutual fund...
    Premium 5292 Words 14 Pages
  • Law and Finance
    Alternative Reference Securities (CARs), Foreign Currency Exchangeable Bonds (FCEBs) and Qualified Institutional Placements (QIPs). Its Is not only SEBI who has contributed to the development of innovating by increasing the scope and application of its regulations, but other regulatory bodies like RBI...
    Premium 1034 Words 4 Pages
  • Study on Mutual Funds
    subscribed by the investors. In 1992, SEBI was established and it issued guidelines for the working and supervision of mutual funds. PHASE IV: In 1966 a need was felt for the modification of SEBI (Mutual Funds) Regulations. On the basis of ‘Mutual Funds-2000’ Report, SEBI framed new Regulations in 1996...
    Premium 8531 Words 24 Pages
  • Standred Charted Bank
    registration with broker, a bank a/c and depository account. Value trade is a product of the Standard Chartered Securities India limited. The main feature of value trade is to reduce the brokerage whenever is a transaction (Buying or selling) of shares through trading account. But the customer also has...
    Premium 19996 Words 93 Pages
  • Sebi-Annual Report
    the SEBI Act, 1992 (15 of 1992) M S SAHOO WHOLE TIME MEMBER K M ABRAHAM WHOLE TIME MEMBER PRASHANT SARAN WHOLE TIME MEMBER G MOHAN GOPAL Director National Judicial Academy Bhopal T V MOHANDAS PAI Director Infosys Technologies Limited Bangalore Members nominated under Section 4(1)(b) of the SEBI Act,...
    Premium 23381 Words 73 Pages
  • The Gtb-Uti Bank Merger Story
    would derive lot of synergy and complement each other strengths... UTI Global Bank is expected to effectively combine the strengths and complementary features of the two banks. It will be strongly capitalized with a net worth likely to exceed Rs. 10 billion by the end of March 2001... I am very confident...
    Premium 3575 Words 9 Pages
  • My Days
    public  issue.  Public  issue  can  be  further  classified  into  Initial  public  offer  (IPO)  and  Further  public  offer  (FPO).  The  significant features of each type of public issue are illustrated below:                                                                 3  Entity making an issue is referred as “ Issuer”  ...
    Premium 7451 Words 6 Pages
  • Mutual Funds in India
    strengthen investor faith and confidence in the health of the industry. Innovative strategies of AMCs and distributors, enabling support from the regulator SEBI, and pro-active initiatives from the industry bodies CII and AMFI are likely to be key components in defining the future shape of the mutual fund industry...
    Premium 14899 Words 42 Pages
  • Pls Help
    Derivatives Segments Guidance Note – Do’s and Don’ts for Trading on the Exchange(s) for Investors Information on Prevention of Money Laundering Act 2002(PMLA) SEBI Registration No. BSE-INB011466530 BSE-INF011466530 NSE-INB231466534 NSE-INF231466534 NSE- INE231466534 MCX-SX - INB261466537 MCX-SX - INF261466537 MCX-SX...
    Premium 8501 Words 23 Pages
  • Indian IPO
    ----------------------------------------------- 18 IPO Scams ------------------------------------------------------------------------- 19 Salient Features Of IPO Scams ------------------------------ 26 Operational Deficiencies --------------------------------------- 27 Measures To Prevent Scams...
    Premium 8822 Words 34 Pages
  • Scams
    ----------------------------------------------- 18 ➢ IPO Scams ------------------------------------------------------------------------- 19 ➢ Salient Features Of IPO Scams ------------------------------ 26 ➢ Operational Deficiencies --------------------------------------- 27 ➢ Measures To Prevent...
    Premium 8761 Words 33 Pages
  • gud thing is best
    accounted for about twothirds of total transactions in derivative products. What is a Mutual Fund? A Mutual Fund is a body corporate registered with SEBI (Securities Exchange Board of India) that pools money from individuals/corporate investors and invests the same in a variety of different financial...
    Premium 3594 Words 12 Pages
  • Initial Public Offer
    method, book building method or a combination of both. In case the issuer chooses to issue securities through the book building route then as per SEBI guidelines, an issuer company can issue securities in the following manner: a. 100% of the net offer to the public through the book building route...
    Premium 9777 Words 33 Pages