Sample Engagement Letter
Name of CFP® Professional
City, State Zip
City, State Zip
Dear Mr./Ms. [Client Name]:
Thank you for the opportunity to meet with you. I welcome the opportunity to work with you as your financial planner. This engagement letter outlines the specific terms of the financial planning engagement between:
NAME OF CFP® PROFESSIONAL, CLIENT1 and CLIENT2
If the scope or terms of the financial planning engagement change, they should be documented in writing and mutually agreed upon by all parties to the engagement.
Please be assured that all information that you provide will be kept strictly confidential. During the financial planning engagement I may, on occasion, be required to consult with other third-party professionals at which time I would obtain your written permission to disclose your personal information.
As discussed during our introductory meeting, this engagement will include all services required to develop a [TYPE] plan. These services will specifically include: [CHOOSE ANY THAT APPLY –DELETE ANY THAT DO NOT APPLY]
• Reviewing and prioritizing your goals and objectives. • Developing a summary of your current financial situation, including a net worth statement, cash flow summary, and insurance analysis. • Reviewing your current investment portfolio and developing an asset management strategy. • Developing a financial management strategy, including financial projections and analysis. • Completing a retirement planning assessment, including financial projections of assets required at estimated retirement date. • Assessing estate net worth and liquidity.
• Identifying tax planning strategies to optimize financial position. • Presenting a written financial plan that will be reviewed in detail with you. It will contain recommendations designed to meet your stated goals and objectives, supported by relevant financial...
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