Etrade

Only available on StudyMode
  • Download(s) : 389
  • Published : January 15, 2011
Open Document
Text Preview
U.S. Brokerage Personal Account Application Form
E TRADE Securities LLC * P.O. Box 1542, Merrifield, VA 22116-1542 www.etrade.com IMPORTANT INFORMATION FOR OPENING YOUR E TRADE US BROKERAGE ACCOUNT Please attach: • Copy of your ID card or passport. • Your residential address proof copy which can be your recent copy of monthly bank account statement, credit card statement, utility bills, or mobile phone statement. To help the government fight the funding of terrorism and money laundering activities, the USA Patriot Act requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account. What this means for you: When you open account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver's license or other identifying documents. This form must be filled in English. For Joint Account, each account holder has to fill in W-8BEN Form separately. • • USA Patriot Act Customer Service provided by ETRADE Securities (Hong Kong) Limited Suite 2401-12, Two Pacific Place 88 Queensway, Admiralty, Hong Kong

*

ETRADE Securities (Hong Kong) Limited, Singapore Branch 16 Raffles Quay #32-07, Hong Leong Building, Singapore 048581

88

2

24

2401-12

Questions about your US Brokerage account? Contact us at enquiry-hk@etrade.com or enquiry-sg@etrade.com enquiry-hk@etrade.com enquiry-sg@etrade.com Hong Kong Singapore Or call us at (852) 3191 3311 (65) 6438 8228 10800 852 0968 10800 152 0968 00801 855 954

Toll free number Northern China Southern China Taiwan

W-8BEN

1. Choose Your Account Type
Individual Account
One person owns the account.

Joint Account: (choose only one) Rights of Survivorship
If one owner dies, his/her interest passes to surviving owners.

Tenancy in Common
If one owner dies, his/her interest passes to his/her estate.

2. Enter Your Account Holder Information (please print)
Securities industry regulations require that we collect all of the following information.

Primary Account Holder
Mr. Ms. Dr. ( ) Date of Birth (mm/dd/yyyy) ( / / )

Co-Account Holder, If Applicable
Mr. Ms. Dr. ( ) Date of Birth (mm/dd/yyyy) ( / / )

Name (first, middle initial, last)

Name (first, middle initial, last)

Home Street Address (cannot be a P.O. box)

(

)

(

)

Home Street Address (cannot be a P.O. box)

(

)

(

)

City, State, ZIP / Country

/

City, State, ZIP / Country

/

Mailing Address (if different from above; P.O. box may be used)

(

)

Mailing Address (if different from above; P.O. box may be used)

(

)

City, State, ZIP / Country

/

City, State, ZIP / Country

/

E-mail Address (required for account updates) ( )

Social Security Number / Tax ID Number (if any) / ( )

E-mail Address (required for account updates) ( )

Social Security Number / Tax ID Number (if any) / ( )

Home Phone

Business Phone

Mobile Phone

Home Phone

Business Phone

Mobile Phone

Employment Status Employed Student Employer

Self-employed* Not employed

*

Retired Specific Occupation

Employment Status Employed Student Employer

Self-employed* Not employed

*

Retired Specific Occupation

Line of business* (this box must be filled in for self-employed persons)

*(

)

Line of business* (this box must be filled in for self-employed persons)

*(

)

Business Street Address

(

)

Business Street Address

(

)

City, State, ZIP / Country only

/

City, State, ZIP / Country only

/

Are you employed by a registered securities broker dealer, a securities exchange, or the FINRA? FINRA? No Yes (You must submit an employer consent letter, which provides consent to open account with E*TRADE Securities LLC, with this application.) ( E*TRADE Securities LLC ) Are you an officer, 10% shareholder, or policymaker of a publicly held company? 10% No Yes (specify...
tracking img