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Opto Electronics
Advanced Optical Modulation Formats in High-speed Lightwave System by Sen Zhang

Submitted to the Department of Electrical Engineering and Computer Science and the Faculty of the Graduate School of the University of Kansas in partial fulfillment of the requirements for the degree of Master of Science

_________________________________ Professor in Charge

_________________________________

_________________________________ Committee Members

________________________ Date thesis accepted

Dedicated to my dear parents and sister

ii

ACKNOWLEDGEMENTS
I would like to thank my advisor Professor Ronqing Hui, for his guidance in this thesis, and his support and valuable suggestions during my graduate study at the University of Kansas. He has taught me a lot, not limited in academic area. Also I would like to thank Professor Chris Allen and Professor John Gauch for their advices for my thesis and tutoring in my graduate study. I would also like to thank two PhD students, Biao Fu and Yueting Wan, in our laboratory. Without their support, my graduate study in the Lightwave Telecommunications Laboratory will not be smooth and great. I would like to thank my friends, Minnan Fei and Yuan Zhang, for their spiritual support through my study abroad. I appreciate their help and encouragement so much. There are so many people I would like to thank. When I think of them, I would like to say “thank you” from the bottom of my heart.

iii

ABSTRACT
In the next generation of lightwave systems, high speed datarate like 10Gb/s or 40Gb/s per channel is very attractive. In addition, to pack more channels into one single fiber, channel spacing is decreased from 200GHz to 50GHz or even smaller. The direct side-effect is that linear and nonlinear degrading effects will be severe in such high-speed lightwave systems. An optimal modulation format which is more tolerant to linear and nonlinear impairments is needed urgently. In this thesis, we will detail and compare



References: [1] Govind P. Agrawal, “Fiber-optic communication systems”, Third edition, 2002 [2] Govind P. Agrawal, “Nonlinear fiber optics”, Second edition, 1995 [3] Chidambaram Pavanasam, “Vestigial Side Band Demultiplexing for High Spectral Efficiency WDM systems”, Master thesis submitted to the Department of Electrical Engineering at the University of Kansas, 2004 [4] Takeshi Hoshida, Olga Vassilieva, Kaori Yamada, etc. “Optimal 40 Gb/s modulation formats for spectrally efficient long-haul DWDM systems”, Journal of lightwave technology, VOL. 20, NO. 12, December 2002 [5] Yukata Miyamoto, Akira Hirano, Kazushige Yonenaga, etc. “320 Gbit/s (8 x 40Gbit/s) WDM transmission over 367-km zero-dispersion-flattened line with 120-km repeater spacing using carrier-suppressed return-to-zero pulse format”, OSA TOPS Vol. 30 Optical Amplifiers and their applications, Jeff C. Livas, Gerlas Van den Hoven and Susumu Kinoshita (eds.) ©1999 Optical Society of America [6] Ron Hui, Sen Zhang, etc. “Advanced Optical Modulation Formats and Their Comparison in Fiber-Optic Systems”, A Technical Report to Sprint, by Lightwave Communication Systems Laboratory, The University of Kansas, 2004 [7] Sen Zhang, Ron Hui, “Impact of optical modulation formats on SPM-induced limitation in dispersion-managed optical systems – A simplified modeling”, 2004 Workshop on advanced modulation formats, IEEE/LEOS, Paper FA3, San Francisco, 2004 83 [8] O.Vassilieva, T.Hoshida, S. Choudhary, etc. “Numerical comparison of NRZ, CS-RZ and IM-DPSK formats in 43Gbit/s WDM transmission”, Proc. LEOS 14th Annual Meeting, paper ThC2, pp. 673-674, 2001. [9] Keang-Po Ho, “Impact of nonlinear phase noise to DPSK signals: A comparison of different models”, IEEE photonics technology letters, VOL. 16, NO. 5, pp. 1403-1405, May 2004 [10] Ron Hui, Sen Zhang, Ashvini Ganesh, Chris Allen and Ken Demarest, “40Gb/s Optical Transmission System Testbed”, Technical report, ITTC, the University of Kansas, January 2004 [11] R. Billington, “A Report of Four-Wave Mixing in Optical Fibre and its Metrological Applications”, NPL Report COEM 24, ISSN COEM 1369-6807, National physical laboratory, Queens Road, Teddington, Middlesex, TW11 0LW, January 1999 [12] J. P. Gordon, L. F. Mollenauer, “Phase noise in photonic communications systems using linear amplifiers”, Optics letters, Vol. 15, No. 23, pp. 1351-1353, December, 1990 [13] Chris Xu, Xiang Liu, Linn F. Mollenauer, and Xing Wei, “Comparison of return-to-zero differential phase-shift keying and on-off keying in ling-haul dispersion managed transmission”, IEEE photonics technology letters, VOL. 15, NO. 4, pp. 617-619, April 2003, 84 [14] A.R. Chraplyvy, R.W. Tkach, “What is the actual capacity of single-mode fibers in amplified lightwave systems?”, IEEE photonics letters, VOL 5, NO. 6, pp. 666-668, June 1993 [15] Jörg-Peter Elbers, Andreas Färbert, Christian Scheerer etc., “Reduced model to describe SPM-limited fiber transmission in dispersion-managed lightwave systems”, IEEE journal of selected topics in quantum electronics, VOL. 6. NO. 2, pp. 276-281, March/April 2000 [16] Takashi Mizuochi, Kazuyuki Ishida, Tatsuya Kobayaashi etc., “A comparative Study of DPSK and OOK WDM Transmission Over Transoceanic Distances and Their Performance Degradations Due to Nonlinear Phase Noise”, Journal of Lightwave Technology, VOL. 21, NO. 9, pp. 1933-1943, September 2003 [17] Hoon Kim, Alan H. Gnauck, “Experimental Investigation of the Performance Limitation of DPSK Systems Due to Nonlinear Phase Noise”, IEEE Photonics Technology Letter, VOL. 15, NO.2, pp. 320-322, February 2003 [18] Anes Hodžić, Beate Knorad, and Klaus Petermann, “Alternative Modulation Formats in N × 40Gb/s WDM Standard Fiber RZ-Transmission Systems”, Journal of Lightwave Technology, VOL. 20, NO. 4, pp. 598-607, April 2002 [19] Yutaka Miyamoto, Tomoyoshi Kataoka, Kazushige Yonenaga etc., “WDM Field Trials of 43-Gb/s/Channel Transport System for Optical Transport Network”, Journal of Lightwave Technology, VOL. 20, NO.12, pp.2115-2128, December 2002 85

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